Michael Reichert
Compliance
Compliance Analyst
Compliance Analyst

Contact Info
Email Address: mreichers@firstheartland.com
Direct Line: (636) 695 - 2821
Extension: 1221
Job Description:
- Compliance reviews including advertising, correspondence, seminars, sales literature, Web/Social Media activity and outside account statements
- Review/approve transactions pertaining to Brokerage, Direct Mutual fund accounts
- Manage annual anti-money laundering audit, firm-wide cyber-training program, and annual compliance attestations/Outside Business Disclosures
- Supervise brokerage accounts distributions
- Review annuity vendor contracts and other vendor contracts
- Conduct field audits of branch offices