1.1d FIRST HEARTLAND CAPITAL INC 2020 2 2022-08-03T10:22:53Z 2020 4 100.00 87.90 1.90 9.10 1.10 CITADEL SECURITIES LLC CDRG 34.90 33.90 66.70 42.40 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 11.60 12.50 0.00 6.80 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 25.80 25.50 16.70 27.10 57.10 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 15.50 15.80 8.30 13.60 14.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. UBS SECURITIES UBSS 12.20 12.30 8.30 10.20 28.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 100.00 94.60 0.40 4.60 0.40 CITADEL SECURITIES LLC CDRG 35.10 35.00 23.10 37.00 61.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 20.80 20.90 7.70 20.80 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 15.50 15.80 7.70 11.70 15.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 15.00 15.00 38.50 14.90 7.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. UBS SECURITIES UBSS 13.50 13.30 23.10 15.60 15.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 100.00 0.00 0.00 100.00 0.00 CITIGROUP GLOBAL MARKETS INC AUTO 54.50 0.00 0.00 54.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. CITADEL SECURITIES LLC CDRG 27.30 0.00 0.00 27.30 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. GLOBAL EXECUTION BROKERS, LP. SUSQ 18.20 0.00 0.00 18.20 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 2020 5 100.00 88.40 0.30 9.10 2.20 CITADEL SECURITIES LLC CDRG 32.60 32.90 0.00 35.80 8.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 12.10 12.10 0.00 15.10 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 28.10 27.30 0.00 28.30 66.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 15.00 15.80 50.00 9.40 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. UBS SECURITIES UBSS 12.20 11.90 50.00 11.30 25.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 100.00 95.10 0.80 3.60 0.50 CITADEL SECURITIES LLC CDRG 39.40 39.90 21.70 32.70 25.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 19.10 19.00 30.40 20.40 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 14.40 14.00 30.40 18.40 33.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 14.00 14.00 13.00 15.30 8.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. UBS SECURITIES UBSS 13.10 13.10 4.30 13.30 33.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 100.00 0.00 16.70 83.30 0.00 CITIGROUP GLOBAL MARKETS INC AUTO 33.30 0.00 100.00 20.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. CITADEL SECURITIES LLC CDRG 66.70 0.00 0.00 80.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 2020 6 100.00 85.50 0.50 12.50 1.50 CITADEL SECURITIES LLC CDRG 36.20 36.50 0.00 38.90 12.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 11.80 11.80 0.00 13.90 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 27.20 28.10 66.70 16.70 50.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 13.10 12.40 0.00 18.10 12.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. UBS SECURITIES UBSS 11.70 11.20 33.30 12.50 25.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 100.00 95.10 0.70 3.70 0.50 CITADEL SECURITIES LLC CDRG 37.00 36.80 45.80 42.70 18.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 19.60 19.70 20.80 18.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 14.50 14.60 4.20 9.70 37.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 14.10 14.30 4.20 12.10 6.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. UBS SECURITIES UBSS 14.70 14.40 25.00 16.90 37.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. 100.00 11.30 1.90 86.80 0.00 CITIGROUP GLOBAL MARKETS INC AUTO 30.20 50.00 0.00 28.30 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. CITADEL SECURITIES LLC CDRG 54.70 33.30 100.00 56.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center. GLOBAL EXECUTION BROKERS, LP. SUSQ 15.10 16.70 0.00 15.20 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order flow from Pershing or any market center.