1.1d FIRST HEARTLAND CAPITAL INC 2020 3 2022-08-03T10:23:14Z 2020 7 100.00 95.30 0.30 2.20 2.20 CITADEL SECURITIES LLC CDRG 37.20 36.70 50.00 58.80 35.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 13.10 13.40 0.00 11.80 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 25.60 25.30 50.00 17.60 41.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 12.50 12.90 0.00 5.90 5.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. UBS SECURITIES UBSS 11.60 11.60 0.00 5.90 17.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 100.00 96.30 1.20 1.80 0.70 CITADEL SECURITIES LLC CDRG 35.00 34.70 44.20 37.90 54.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 21.80 21.90 30.20 22.70 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 16.10 16.10 11.60 13.60 33.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 14.30 14.50 7.00 12.10 4.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. UBS SECURITIES UBSS 12.80 12.80 7.00 13.60 8.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 100.00 3.40 5.20 91.40 0.00 CITIGROUP GLOBAL MARKETS INC AUTO 25.90 0.00 33.30 26.40 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. CITADEL SECURITIES LLC CDRG 56.90 100.00 33.30 56.60 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. GLOBAL EXECUTION BROKERS, LP. SUSQ 17.20 0.00 33.30 17.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 2020 8 100.00 84.70 5.70 5.50 4.10 CITADEL SECURITIES LLC CDRG 33.20 32.70 43.30 31.00 33.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 13.20 14.00 13.30 10.30 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 26.30 26.60 16.70 27.60 33.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 16.80 17.60 13.30 17.20 4.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. UBS SECURITIES UBSS 10.50 9.20 13.30 13.80 28.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 100.00 97.30 0.40 1.40 0.90 CITADEL SECURITIES LLC CDRG 37.40 37.40 33.30 48.80 20.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 23.50 23.70 25.00 19.50 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 15.10 15.10 0.00 17.10 20.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 13.00 12.90 16.70 7.30 33.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. UBS SECURITIES UBSS 11.00 10.90 25.00 7.30 25.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 100.00 25.00 0.00 75.00 0.00 CITADEL SECURITIES LLC CDRG 87.50 100.00 0.00 83.30 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. GLOBAL EXECUTION BROKERS, LP. SUSQ 12.50 0.00 0.00 16.70 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 2020 9 100.00 91.70 3.50 2.50 2.30 CITADEL SECURITIES LLC CDRG 35.20 36.10 23.50 16.70 36.40 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 14.20 14.30 11.80 25.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 24.20 24.10 17.60 16.70 45.50 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 13.50 12.70 29.40 33.30 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. UBS SECURITIES UBSS 12.90 12.70 17.60 8.30 18.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 100.00 97.00 0.60 1.50 0.90 CITADEL SECURITIES LLC CDRG 34.00 34.10 35.30 27.50 40.90 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. G1 EXECUTION SERVICES, LLC ETMM 21.50 21.50 29.40 25.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. VIRTU AMERICAS LLC NITE 15.60 15.40 17.60 20.00 27.30 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. TWO SIGMA SECURITIES SOHO 14.80 14.90 11.80 10.00 18.20 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. UBS SECURITIES UBSS 14.10 14.10 5.90 17.50 13.60 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center. 100.00 100.00 0.00 0.00 0.00 CITADEL SECURITIES LLC CDRG 100.00 100.00 0.00 0.00 0.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Our firm routes 100% of our retail non-directed orders (defined as "held" orders) in National Market System (NMS) equities and<br/>options to our clearing broker, Pershing LLC, for further handling, routing and execution. We do not receive payment for order<br/>flow from Pershing or any market center.