Disclosures

2020 Q1 SEC Rule 606 Disclosure Report
2020 Q1 SEC Rule 606 Disclosure Report XML
2020 Q2 SEC Rule 606 Disclosure Report
2020 Q2 SEC Rule 606 Disclosure Report XML
2020 Q3 SEC Rule 606 Disclosure Report
2020 Q3 SEC Rule 606 Disclosure Report XML
2020 Q4 SEC Rule 606 Disclosure Report
2020 Q4 SEC Rule 606 Disclosure Report XML
2021 Q1 SEC Rule 606 Disclosure Report
2021 Q1 SEC Rule 606 Disclosure Report XML
2021 Q2 SEC Rule 606 Disclosure Report
2021 Q2 SEC Rule 606 Disclosure Report XML
2021 Q3 SEC Rule 606 Disclosure Report
2021 Q3 SEC Rule 606 Disclosure Report XML
2021 Q4 SEC Rule 606 Disclosure Report
2021 Q4 SEC Rule 606 Disclosure Report XML
2022 Q1 SEC Rule 606 Disclosure Report
2022 Q1 SEC Rule 606 Disclosure Report XML
2022 Q2 SEC Rule 606 Disclosure Report
2022 Q2 SEC Rule 606 Disclosure Report XML
2022 Q3 SEC Rule 606 Disclosure Report
2022 Q3 SEC Rule 606 Disclosure Report XML
2022 Q4 SEC Rule 606 Disclosure Report
2022 Q4 SEC Rule 606 Disclosure Report XML
2023 Q1 SEC Rule 606 Disclosure Report
2023 Q1 SEC Rule 606 Disclosure Report XML
2023 Q2 SEC Rule 606 Disclosure Report
2023 Q2 SEC Rule 606 Disclosure Report XML
2023 Q3 SEC Rule 606 Disclosure Report
2023 Q3 SEC Rule 606 Disclosure Report XML
2023 Q4 SEC Rule 606 Disclosure Report
2023 Q4 SEC Rule 606 Disclosure Report XML
2024 Q1 SEC Rule 606 Disclosure Report
2024 Q1 SEC Rule 606 Disclosure Report XML
Client Fee Schedule
Compensation/Conflicts of Interest Disclosure
Considerations for Retirement Plan Participants
Form ADV Part 2A - Asset Strategies Wrap Brochure 20240320
Form ADV Part 2A Appendix I - Employer-Sponsored Plan Wrap Fee Client Brochure 20240320
Form ADV Part 2A Appendix I-Wrap Fee Client Brochure 20240320
Form ADV Part 2A Disclosure Brochure 20240320
Form CRS
Investor Information
Margin Disclosure
Options Disclosure Document
Pershing vs. Schwab Comparison Form
Privacy Policy