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Compliance Folder

After downloading, double click compliance-folder.bat to run it.  

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Once complete, you will see the following folders. You now have all required Compliance Folders and Manuals. 

For details on what you need to keep in each folder, please review the FP Compliance Manual, as well as:   https://www.firstheartland.com/securities/compliance/office-compliance    

Note: Please use this as a guide/checklist - If you already have some of the folders or manuals, you do not need to download again.

FHC Compliance Folder         Inside FHC Compliance Folder

 

Alternately, download and extract this .zip file.

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