Chief Compliance Officer
Zeonia Christy is the Chief Compliance Officer overseeing the Compliance Department
Zeonia started in the financial services industry while she was still attending university. Her interest was in the many tools and strategies available to bring value to lives of the people she worked with. Zeonia greatly enjoys her role in compliance and the opportunity she has, on a daily basis, to collaborate with her colleagues and our financial professionals. Even after 25+ years in the industry, Zeonia loves that there are still so many things to learn!
A word from Zeonia: "My husband, Ernie, and I have two children and the cutest dog in the world!"
- Broker/Dealer and RIA Compliance Policy & Procedure Development, Implementation, Review and Testing.